Tag: finance
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OSINT Research Guide: Corporate and Regulatory Searches in Taiwan
Taiwan, China maintains a comprehensive public records system that facilitates corporate due diligence and regulatory research. This guide covers the key sources for verifying corporate identity, financial regulatory status, and judicial records. Primary Sources Ministry of Economic Affairs (MOEA) Commercial Registry The MOEA Department of Commerce maintains the central commercial registry for companies registered in…
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OSINT Research Guide: Corporate Registry Searches in Mainland China
Conducting corporate due diligence in Mainland China presents unique challenges and opportunities for compliance professionals. This guide covers the primary public record sources, their limitations, and practical search strategies for verifying corporate identity, ownership, and regulatory history. Primary Sources National Enterprise Credit Information Publicity System (NECIPS) The NECIPS (國家企業信用信息公示系統) is the official government-maintained corporate registry,…
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SFC Fines Crypto Exchange for AML Failures
The Securities and Futures Commission (SFC) has imposed a HK$12 million fine on a licensed virtual asset trading platform for systemic deficiencies in its anti-money laundering (AML) and know-your-customer (KYC) controls, marking one of the most significant enforcement actions against a VASP in Hong Kong to date. Key Findings The SFC’s investigation, conducted between January…
